|We offer a comprehensive range of
- Common stocks: NYSE, AMEX and NASDAQ
- Bonds: Corporate, Government and Municipal
- Mutual Funds
- 401 (k)s
- Options Trading
- U.S. Treasury Bills, Notes & Bonds
- Foreign Investment: ADRS, Stocks & Bonds
- Money Markets
- Limited Partnerships
- Certificates of deposit
- Mortgage-Backed Securities
- Zero Coupon Bonds
- Cash Management Accounts
- Asset Management
We offer no-fee money market accounts with free check writing & low interest rates on
all margin balances. Cash and credit balances in your cash or margin account can be
automatically swept into a money market account. To learn more about funding your J H
Darbie Account, click here.
No Fee Dividend Reinvestment Plan
You can choose to have your Dividends reinvested into Common Stock or have Dividend checks
Written confirmations are mailed to you via first class mail, on the business day
following a transaction.
Easy to Read Statements
Active accounts receive statements monthly. Inactive accounts with equity receive
Additional Account Insurance
Accounts are safeguarded through the Securities Investor Protection Corporation (SIPC), with protection of up to
$500,000 of which $100,000 may be for cash balances. In addition, Our clearing firm, Penson Financial Services, Inc., has arranged supplemental account protection through Customer Asset Protection Company (CAPCO), a licensed Vermont insurer which
provides "Excess SIPC" protection of Full Net Equity of Securities and Cash, with no limitation on aggregate firm or
per customer coverage. The additional securities and cash protection is of the same type and nature as provided by SIPC,
but at a higher limit. Coverage is provided for all JH Darbie & Co customer accounts that are cleared through Ridge Clearing.
No Minimum Account Size
Unlike other firms, JH Darbie does not require any minimum amount to establish an account;
However, you do need equity or funds in your account to begin trading.
Transferring an Account
If you want to transfer your existing brokerage account from another brokerage firm, just
sign the transfer form where indicated. Enclose a copy of your most recent statement from
your current brokerage firm and return it to us. We will take it from there. If you have
any questions regarding transfers, your account representative will assist you.
Live Phone Trading
At JH Darbie & Co., we recognize the needs of investors. That is why you will also
have the opportunity to trade on the phone. Your account will be handled by your own
personal trader who knows you and is familliar with your account. You will receive the
personal service that is usually associated with full-cost firms. You will also be
provided with up-to-the-minute quotes, news, market facts and trends.
Toll Free Access
By using our toll free lines, you can reach our trading desk from anywhere within the
We are registered in the following states - AL, AZ, CA, CO, CT, FL, GA, IL, IN, IA, KY, MD, MA,
MN, MI, MO, NV, NJ, NY, NC, OH, PA, TN, VA, WA, WI. If you would like to inquire about any other
states please contact our compliance department.