.: JH Darbie & Co :.

· Funding Account

· Online Check System

· Fee Schedule

· Contact Information

· Career Opportunities

JH Darbie & Co. can offer you significant savings compared to Full Commission and Discount Brokers:

Commission schedule forstocks traded online. Listed and Nasdaq [otc].

Shares Traded	Order Charge
0-5,000	$14.95 Market Order
0-5,000	$19.95 Limit Order

Commission schedule for stocks traded via Live Broker. Listed and Nasdaq [otc].

Shares Traded	Order Charge
0-5,000	$29.95 Market Order
0-5,000	$29.95 Limit Order

All Fees are per order for up to 5,000 shares. There are no hidden charges or fees. For trades over 5,000 shares, add an additional .01 per share on entire order. A $15.00 special handling fee is charged to ship security certificates to you. They may be held in your account at no charge.

Commission schedule for listed options via Internet or Live Trader.
There is a minimum charge of $37.50 per transaction, which includes five contracts. For each additional contract add $2.00.

Before investing in options, call us for your free copy of "Characteristics and Risks of Standardized Options" by mail! or you can click here to see it on the web.

Mutual Fund transaction fees.

Fund Class	Order Charge
Load Funds	No Transaction Fee
No Load Funds	$25 Transaction Fee

The following fees may be charged to a customer account and are subject to change without prior notice. REVISED 10/15/09

Transfer Fees
DTC Receive	$50.00
DTC Delivery	$50.00 per security
ACAT Receive.	$25.00
ACAT Delivery	$50.00 per account
Inter-Correspondent Account Transfer	$25.00 per account
Transfer & Ship to client (allow 4-6 weeks)	$15.00 per certificate
“Rush” Transfer (7-10 business days).	$50.00* + shipping
Legal Transfer	$150.00
Foreign Security Transfers/ACATs	$50.00 minimum**
Physical Transfer	$250.00
Deposit/Withdrawal At Custodian (DWAC) .	$75.00 per transfer
Safekeeping Fee (Limited Partnerships/Private Assets)	$50.00 annually
Federal Reserve Wire Transfer	$15.00
Internationsl Wire Transfer	$50.00
Journal Fee	$50.00
Penson - IRAs
Establishment Fee	No charge
Annual Fees	No charge
Annual Limited Partnership Fee.	$50.00
Termination Fee	$50.00
Legal Review Fee (Limited Partnerships/Private Assets)	$75.00
Review & Processing Fee (Limited Partnerships/Private Assets)	$75.00
Rush Processing Fee (72-hour) (LP/Private Assets)	$50.00
SWP/PAC IRA Fees	$1.50
Trust Account Re-registration	$25.00

Mutual Fund Retirement Account (MRAs)
Establishment Fee	No charge
Annual Maintenance Fee	$21.00
Termination Fee	$50.00
Transfer On Death Fees
Establishment Fee	$50.00
Change of Beneficiary	$25.00
Trasfer to Beneficiary	$200.00
Termination Fee.	$100.00
Dividend Reinvestment	No charge
Cashiering Fees
Returned check	$35.00
MoneyWORKS Returned Check	$25.00
Stop Payment within 10 business days of issuance	$30.00
Pre-payment (Limit of 2 in a 6-month period)	$35.00 + interest
Overnight Delivery	$25.00
Reorganization Fees
Securities presented for redemption (physical certificates)	$25.00 per security
Bond Coupons presented for processing	$7.50 per issue
Reorganization Items:
Mandatory (Name Change, Splits, etc.)	No Charge
Tenders/Exchange Offer.	$50.00
Bond Redemption /Conversion	$25.00
Rights/Warrants Subscription.	$25.00
Transaction Fees
Cancelled Trades	$15.00
Regulation T Extension	$20.00
Foreign security trades executed through Merrill Lynch Int’l	$0.00 minimum**
Foreign security trades executed away from Merrill Lynch Int’l	$l00.00**
Restricted Securities Fees
Overnight Package Delivery to SEC	$17.00
Restrictes Securities Clearance	$200.00
Copies of Aged Monthly Statements
1 Month Old	$15.00
Open ended statements for a year	$150.00

* Rush transfer fee varies according to transfer agent
** Foreign fees vary according to the nature.