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For your convenience, JH Darbie & Company is making many of our forms and documents available online. For best results, you should have Adobe Acrobat installed on your computer. To download Acrobat for your computer, click here.

Online Forms
144 Paperwork
Account Tranfers
  • Regular Account - For your convenience and accuracy please fill-in this form before you print.
    Acrobat PDF
  • IRA Accounts Tranfer
    Acrobat PDF
  • Stock/Bond Power.
    Acrobat PDF
Corporate Accounts
  • Account Agreement/Signature Page - For your convenience and accuracy please fill-in this form before you print.
        Acrobat PDF
  • LLC Agreement
        Acrobat PDF
  • Corporate Resolution - Cash Account Only.
        Acrobat PDF
  • Corporate Resolution - Cash & Margin Accounts.
        Acrobat PDF
  • Option Agreement-Before investing in options, call us for your free copy of "Characteristics and Risks of Standardized Options" by mail! or you can click here to see it on the web.
       Acrobat PDF
  • Please read our Privacy Policy
  • Please read our AML-Foreign Bank Notice

DVP Accounts
Estate/Trusts Accounts
  • Account Agreement/Signature Page - For your convenience and accuracy please fill-in this form before you print.
        Acrobat PDF
  • Please read our Margin Disclosre Statement before opening  a Margin Account.
    Margin Account Agreement.
         Acrobat PDF
  • Option Agreement - Before investing in options, call us for your free copy of "Characteristics and Risks of Standardized Options" by mail! or you can click here to see it on the web.
       Acrobat PDF
  • Affidavit Of Domicile.
        Acrobat PDF
  • Certificate of Trust and Investment Powers.
        Acrobat PDF
  • Please read our Privacy Policy

 Individual/Joint Accounts
  • Account Agreement/Signature Page - For your convenience and accuracy please fill-in this form before you print.
        Acrobat PDF  
  • Joint Account Agreement With Rights of Survivorship
         Acrobat PDF
  • Joint Account Agreement Joint Tenant
         Acrobat PDF
  • Margin Account Agreement. - Please read our Margin Disclosre Statement before opening a Margin Account.
         Acrobat PDF
  • Foreign Due Diligence Questionaire
         Acrobat PDF
  • Option Agreement - Before investing in options, call us for your free copy of "Characteristics and Risks of Standardized Options" by mail! or you can click here to see it on the web.
       Acrobat PDF
  • Please read our Privacy Policy
IRS Forms
  • Form W-9 Certificate Of Taxpayer ID (ForCitizens and Resident Aliens).
        Acrobat PDF
  • Form W-8ECI (Replaces Form 4224) -Exemption from withholding of Tax on income effectively connected with the Conduct of a trade or business in the Unites States.
        Acrobat PDF
  • Form W-8 BEN (Replaces Form W-8)  - Foreign Person or Organization's claim for Exemption from witholding.
        Acrobat PDF
  • Form W-EXP (Replaces Form 8709) - Foreign Government or other Foreign Organizaton claiming a reduced rate or exemption from withholding.
        Acrobat PDF
  • Form W-8IMY - Foreign Intermediary, Foreign Partnership, Omnibus Accounts.
        Acrobat PDF
  • Please read our Privacy Policy
Wires
 

Partnership Accounts
  • Account Agreement/Signature Page - For your convenience and accuracy please fill-in this form before you print.
        Acrobat PDF
  • Partnership Agreement / Investment Club Agreement.
        Acrobat PDF
  • Please read our Margin Disclosre Statement before opening  a Margin Account. Margin Account Agreement.  
      Acrobat PDF
  • Foreign Due Diligence Questionaire
         Acrobat PDF
  • Option Agreement - Before investing in options, call us for your free copy of "Characteristics and Risks of Standardized Options" by mail! or you can click here to see it on the web.
    Acrobat PDF

   
Penny Stocks
  • Penny Stock Customer Suitability Form.
        Acrobat PDF
  • Penny Stock Risk Disclosure Document.
        Acrobat PDF
Retirement Accounts
  • Regular IRA / SEP IRA Application & Agreement.
        Acrobat PDF
  • Roth IRA Application & Agreement
        Acrobat PDF
  • Education IRA Agreement.
        Acrobat PDF
  • IRA Beneficiary Designation or Change Form.
       Acrobat PDF
  • IRA Distribution Form.
       Acrobat PDF
  • Option Agreement - Exception Letter for Options Purchases in IRA Account.
       Acrobat PDF
  • Option Agreement - Befor investing in options, call us for your free copy of "Characteristics and Risks of Standardized Options" by mail! or you can click here to see it on the web.
       Acrobat PDF
  • Please read our Privacy Policy
Sole Proprietor Accounts
  • Account Agreement/Signature Page - For your convenience and accuracy please fill-in this form before you print.
        Acrobat PDF
  • Sole Proprietor Form.
        Acrobat PDF
  • Please read our Margin Disclosre Statement before opening  a Margin Account.
    Margin Account Agreement.
         Acrobat PDF
  • Option Agreement - Before investing in options, call us for your free copy of "Characteristics and Risks of Standardized Options" by mail! or you can click here to see it on the web.
       Acrobat PDF
  • Please read our Privacy Policy
Trading Authorization & Certifications
  • Trading Authorization Limited to Purchases and Sales of Securities, Option and Commodities.
        Acrobat PDF
  • Affidavit Of Domicile.
        Acrobat PDF
Miscellaneous

 

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