JH Darbie & Co. can offer you significant savings compared to Full Commission and Discount Brokers:
All Fees are per order for up to 5,000 shares. There are no hidden charges or fees. For
trades over 5,000 shares, add an additional .01 per share on entire order. A $20.00
special handling fee is charged to ship security certificates to you. They may be held in
your account at no charge.
Before investing in options, call us for your free copy of "Characteristics and
Risks of Standardized Options" by mail! or you can click here to see it on the
web.
| Transfer Fees |
|
DTC Receive |
No
charge |
|
DTC Delivery |
$25.00 per security |
|
ACAT Receive. | No
charge |
| ACAT Delivery |
$50.00
per account |
| Inter-Correspondent Account Transfer |
$25.00
per account |
|
Transfer & Ship to client (allow 4-6 weeks) |
$15.00
per certificate |
|
“Rush” Transfer (7-10 business days). | $50.00*
+ shipping |
| Legal Transfer |
$25.00 |
|
Foreign Security Transfers/ACATs | $50.00
minimunl** |
| Physical Transfer |
$250.00 |
|
Deposit/Withdrawal At Custodian (DWAC) .
|
$50.00 per transfer |
|
Safekeeping Fee (Limited Partnerships/Private Assets) | $50.00
annually |
|
Federal Reserve Wire Transfer |
$15.00 |
| Internationsl Wire Transfer |
$50.00 |
| Journal Fee |
$40.00 |
|
ADP Clearing, Inc. - IRAs |
| Establishment Fee |
No
charge |
|
Annual Fees | $35.00 |
| Annual Limited Partnership Fee . |
$50.00 |
| Termination Fee |
$50.00 |
Legal Review Fee
(Limited Partnerships/Private Assets) |
$100.00 |
Review & Processing Fee
(Limited Partnerships/Private Assets) |
$10.00 |
| Rush Processing Fee (72-hour) (LP/Private Assets) |
$50.00 |
| SWP/PAC IRA Fees |
$1.50 |
| Trust Account Re-registration |
$25.00 |
|
| |
|
Mutual Fund Retirement Account (MRAs) |
| Establishment Fee |
No charge |
| Annual Maintenance Fee |
$21.00 |
| Termination Fee |
$50.00 |
|
|
Transfer On Death Fees |
| Establishment Fee | $50.00 |
| Change of Beneficiary
|
$25.00 |
|
Trasfer to Beneficiary
|
$200.00 |
| Termination Fee. |
$100.00 |
| Dividend Reinvestment |
No charge |
|
Cashiering Fees |
|
Online check |
$5.00 |
|
Returned check |
$35.00 |
|
MoneyWORKS Returned Check |
|
|
First returned check
|
No charge |
|
2nd and 3rd returned
check |
$35.00 |
|
Stop Payment within 10 business days of issuance |
$30.00 |
|
Pre-payment (Limit of 2 in a 6-month period) | $35.00
+ interest |
Late Settlement (payment for securities
received aftersettlement date). |
2% over broker call rate of net amount due |
| Wire Transfer |
$15.00 |
| Foreign Wire Transfer |
$50.00 |
| Overnight Delivery |
$15.00 |
Reorganization Fees |
Securities presented for redemption
(physical certificates) |
$25.00 per security |
| Bond Coupons presented for processing |
$7.50 per issue |
| Reorganization Items: |
|
| Mandatory (Name Change, Splits, etc.) |
No Charge |
| Tenders/Exchange Offer. |
$50.00 |
| Bond Redemption /Conversion |
$25.00 |
| Rights/Warrants Subscription.
|
$25.00 |
Transaction Fees |
| Cancelled Trades |
$10.00 |
| Regulation T Extension |
$25.00 |
Foreign security trades executed
through Merrill Lynch Int’l |
$0.00 minimum** |
Foreign security trades executed
away from Merrill Lynch Int’l |
$l00.00** |
|
Restricted Securities Fees |
| DHL Package Delivery to SEC |
$17.00 |
|
Restrictes Securities Clearance | $200.00 |
|
Safekeeping Fees |
| Securities held in client name (semi-annually)
|
$20.00 per security |
|
Copies of Aged Monthly Statements |
| 1 Month Old
|
$20.00 |
| 1-3 Months Old
|
$40.00 |
| Open ended statements for a year |
$150.00 |
|
|
* Rush transfer fee varies according to transfer
agent |
|
** Foreign fees vary according to the nature. |
|
|
|
